Our Staff has compiled our research into a database of FINRA Broker Disclosures for Hornor, Townsend & Kent, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeremy Isleman | 5784741 | 1 | 09/10/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Brandy Stier Altaf | 5135684 | 3 | 06/19/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Troy Arlington Barrow | 5405208 | 1 | 05/03/2024 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Anthony Antalek | 6684654 | 3 | 04/24/2024 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Michael Anthony Antalek | 6684654 | 3 | 02/15/2024 | Customer Dispute | Denied | $8,904.36 | $0.00 | See FINRA Report |
| Michael Anthony Antalek | 6684654 | 3 | 01/30/2024 | Customer Dispute | Denied | $21,467.10 | $0.00 | See FINRA Report |
| Steven Anthony Abraham | 4403205 | 3 | 12/07/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Alex Ryan Maicks | 6386112 | 1 | 12/04/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Alan Finkle | 3008698 | 4 | 10/23/2023 | Customer Dispute | Denied | $150,000.00 | $0.00 | See FINRA Report |
| Lorin Xavier Rivers | 7460096 | 1 | 08/24/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |