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FINRA Broker Disclosures for Hornor, Townsend & Kent, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Hornor, Townsend & Kent, LLC. Search or filter the database to find more about a specific broker.

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Displaying 10 out of 229 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Justine Marie Cantafio6158299110/06/2022Employment Separation After Allegations$0.00$0.00See FINRA Report
Arthur Allen Finkle207901109/07/2022Customer DisputeDenied$100,000.00$0.00See FINRA Report
William Curtis Sanders2403880207/26/2022FinancialPending$0.00$0.00See FINRA Report
Grant Joseph Wenger1009727203/02/2022Customer DisputeDenied$69,840.00$0.00See FINRA Report
Amedeo James Granata2644410202/22/2022Customer DisputeDenied$0.00$0.00See FINRA Report
Thomas Trey Bowen6424159101/28/2022Employment Separation After Allegations$0.00$0.00See FINRA Report
Larry G Sun2353638201/20/2022Customer DisputeClosed-No Action$0.00$0.00See FINRA Report
Debra Lynn Clark1987661101/07/2022Customer DisputeSettled$105,000.00$0.00See FINRA Report
Todd Richard Kitchin5672148305/25/2021Judgment / Lien$0.00$0.00See FINRA Report
Ryan Jonathan Davis5602546105/20/2021CriminalFinal Disposition$0.00$0.00See FINRA Report

229 Results

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