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FINRA Broker Disclosures for Hornor, Townsend & Kent, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Hornor, Townsend & Kent, LLC. Search or filter the database to find more about a specific broker.

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Displaying 10 out of 53 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Jeremy Isleman5784741109/10/2024RegulatoryFinal$0.00$0.00See FINRA Report
Alex Ryan Maicks6386112112/04/2023FinancialFinal$0.00$0.00See FINRA Report
Jonathan Knox4622566211/05/2022FinancialFinal$0.00$0.00See FINRA Report
Jonathan Knox4622566211/05/2022FinancialFinal$0.00$0.00See FINRA Report
William Curtis Sanders2403880107/26/2022FinancialFinal$0.00$0.00See FINRA Report
Roman Inochovsky5921847106/29/2022RegulatoryFinal$0.00$0.00See FINRA Report
Robert Alan Kaslander6505374503/11/2021RegulatoryFinal$0.00$0.00See FINRA Report
Gaurav Ahuja5913591508/24/2020FinancialFinal$0.00$0.00See FINRA Report
Robert Alan Kaslander6505374501/03/2020RegulatoryFinal$0.00$0.00See FINRA Report
Theodore Roy Rich1253454606/18/2019FinancialFinal$0.00$0.00See FINRA Report

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