Our Staff has compiled our research into a database of FINRA Broker Disclosures for Hornor, Townsend & Kent, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Alan Kaslander | 6505374 | 5 | 03/11/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gerald Michael Graves | 5191379 | 5 | 09/28/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gerald Michael Graves | 5191379 | 5 | 09/28/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gaurav Ahuja | 5913591 | 5 | 08/24/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Timothy James Maurice | 5835227 | 3 | 04/30/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gerald Michael Graves | 5191379 | 5 | 01/07/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Alan Kaslander | 6505374 | 5 | 01/03/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gerald Michael Graves | 5191379 | 5 | 11/22/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gerald Michael Graves | 5191379 | 5 | 10/21/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Theodore Roy Rich | 1253454 | 6 | 06/18/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |