Our Staff has compiled our research into a database of FINRA Broker Disclosures for Hornor, Townsend & Kent, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Jeremy Isleman | 5784741 | 1 | 09/10/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Alex Ryan Maicks | 6386112 | 1 | 12/04/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Jonathan Knox | 4622566 | 2 | 11/05/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Jonathan Knox | 4622566 | 2 | 11/05/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
William Curtis Sanders | 2403880 | 1 | 07/26/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Roman Inochovsky | 5921847 | 1 | 06/29/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Robert Alan Kaslander | 6505374 | 5 | 03/11/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Gaurav Ahuja | 5913591 | 5 | 08/24/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Robert Alan Kaslander | 6505374 | 5 | 01/03/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Theodore Roy Rich | 1253454 | 6 | 06/18/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |