Our Staff has compiled our research into a database of FINRA Broker Disclosures for Hornor, Townsend & Kent, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Justine Marie Cantafio | 6158299 | 1 | 10/06/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Thomas Trey Bowen | 6424159 | 1 | 01/28/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Douglas Anthony Hudson | 6376086 | 2 | 08/17/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Robert Alan Kaslander | 6505374 | 5 | 08/01/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Pedro L Torres | 2584762 | 2 | 05/08/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Craig John Schafer | 5078863 | 2 | 03/21/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Diego Armando Correa | 4884552 | 1 | 07/16/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Bradley L Mattson | 4840718 | 2 | 09/15/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Marie Hewes Tracy | 1081362 | 1 | 06/25/2004 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
James Patrick Maley | 2162197 | 1 | 05/18/2001 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |