Our Staff has compiled our research into a database of FINRA Broker Disclosures for Hornor, Townsend & Kent, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brandy Stier Altaf | 5135684 | 3 | 06/19/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Alex Ryan Maicks | 6386112 | 1 | 12/04/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jonathan Knox | 4622566 | 2 | 11/05/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jonathan Knox | 4622566 | 2 | 11/05/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William Curtis Sanders | 2403880 | 1 | 07/26/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gaurav Ahuja | 5913591 | 5 | 08/24/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Theodore Roy Rich | 1253454 | 6 | 06/18/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Theodore Roy Rich | 1253454 | 6 | 06/14/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Theodore Roy Rich | 1253454 | 6 | 06/11/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Theodore Roy Rich | 1253454 | 6 | 06/11/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |