Our Staff has compiled our research into a database of FINRA Broker Disclosures for Hornor, Townsend & Kent, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Curtis Sanders | 2403880 | 2 | 07/26/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Debra Sue Yerian | 2369102 | 1 | 10/10/2017 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Lawrence Andrew Bernstein | 1044106 | 2 | 09/29/2004 | Customer Dispute | Pending | $29,225.00 | $0.00 | See FINRA Report |
| James Thomas Greenwell | 1515931 | 1 | 05/08/2004 | Customer Dispute | Pending | $27,800.00 | $0.00 | See FINRA Report |
| Joseph Aloysius Spencer | 814239 | 2 | 07/28/2003 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Joseph Aloysius Spencer | 814239 | 2 | 07/24/2003 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |