Our Staff has compiled our research into a database of FINRA Broker Disclosures for ST. Bernard Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Ramon Delao | 2406749 | 9 | 08/08/2024 | Customer Dispute | Settled | $8,613.87 | $0.00 | See FINRA Report |
| Thomas E Moore | 5086975 | 1 | 07/22/2021 | Customer Dispute | Settled | $29,000.00 | $0.00 | See FINRA Report |
| Stephanie Matthews Mitzel | 4431781 | 2 | 03/31/2011 | Customer Dispute | Settled | $20,800.00 | $0.00 | See FINRA Report |
| Stephanie Matthews Mitzel | 4431781 | 2 | 03/31/2011 | Customer Dispute | Settled | $20,800.00 | $0.00 | See FINRA Report |
| Aaron Jeremiah Ochoa | 4222628 | 3 | 05/07/2009 | Customer Dispute | Settled | $6,225.00 | $0.00 | See FINRA Report |
| Aaron Jeremiah Ochoa | 4222628 | 3 | 11/13/2008 | Customer Dispute | Settled | $80,000.00 | $0.00 | See FINRA Report |
| William McGonigle | 4307014 | 2 | 05/22/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David Netkin | 1044935 | 1 | 05/24/2004 | Customer Dispute | Settled | $507,838.00 | $0.00 | See FINRA Report |
| Robert Bartlett Roach | 1642579 | 8 | 06/25/2003 | Customer Dispute | Settled | $49,000.00 | $0.00 | See FINRA Report |
| Stephen Blake Murchison | 1686750 | 8 | 01/21/2003 | Customer Dispute | Settled | $38,000.00 | $0.00 | See FINRA Report |