Our Staff has compiled our research into a database of FINRA Broker Disclosures for ST. Bernard Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Ramon Delao | 2406749 | 9 | 08/08/2024 | Customer Dispute | Settled | $8,613.87 | $0.00 | See FINRA Report |
| Thomas E Moore | 5086975 | 1 | 07/22/2021 | Customer Dispute | Settled | $29,000.00 | $0.00 | See FINRA Report |
| Harry Paez | 2976821 | 3 | 03/01/2016 | Customer Dispute | Denied | $72,191.00 | $0.00 | See FINRA Report |
| Jeffrey Granoff | 6177354 | 1 | 06/16/2015 | Customer Dispute | Denied | $14,000.00 | $0.00 | See FINRA Report |
| John Danton Alstadt | 1086555 | 4 | 08/04/2014 | Customer Dispute | Denied | $13,419.50 | $0.00 | See FINRA Report |
| John Danton Alstadt | 1086555 | 4 | 06/02/2014 | Customer Dispute | Denied | $17,127.00 | $0.00 | See FINRA Report |
| Patrick Thayne Williams | 2727398 | 10 | 04/01/2014 | Customer Dispute | Closed-No Action | $60,000.00 | $0.00 | See FINRA Report |
| Stephanie Matthews Mitzel | 4431781 | 2 | 03/31/2011 | Customer Dispute | Settled | $20,800.00 | $0.00 | See FINRA Report |
| Stephanie Matthews Mitzel | 4431781 | 2 | 03/31/2011 | Customer Dispute | Settled | $20,800.00 | $0.00 | See FINRA Report |
| Phil Galen Ward | 4141511 | 1 | 11/10/2009 | Customer Dispute | Closed-No Action | $38,000.00 | $0.00 | See FINRA Report |