Our Staff has compiled our research into a database of FINRA Broker Disclosures for ST. Bernard Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lowell Vincent Kruger | 4183008 | 5 | 12/08/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Lowell Vincent Kruger | 4183008 | 5 | 12/05/2022 | Customer Dispute | Denied | $81,629.20 | $0.00 | See FINRA Report |
| Thomas E Moore | 5086975 | 1 | 07/22/2021 | Customer Dispute | Settled | $29,000.00 | $0.00 | See FINRA Report |
| Harry Paez | 2976821 | 3 | 03/01/2016 | Customer Dispute | Denied | $72,191.00 | $0.00 | See FINRA Report |
| Patrick Thayne Williams | 2727398 | 9 | 04/01/2014 | Customer Dispute | Closed-No Action | $60,000.00 | $0.00 | See FINRA Report |
| Stephanie Matthews Mitzel | 4431781 | 2 | 03/31/2011 | Customer Dispute | Settled | $20,800.00 | $0.00 | See FINRA Report |
| Stephanie Matthews Mitzel | 4431781 | 2 | 03/31/2011 | Customer Dispute | Settled | $20,800.00 | $0.00 | See FINRA Report |
| Phil Galen Ward | 4141511 | 1 | 11/10/2009 | Customer Dispute | Closed-No Action | $38,000.00 | $0.00 | See FINRA Report |
| Aaron Jeremiah Ochoa | 4222628 | 3 | 05/07/2009 | Customer Dispute | Settled | $6,225.00 | $0.00 | See FINRA Report |
| Aaron Jeremiah Ochoa | 4222628 | 3 | 11/13/2008 | Customer Dispute | Settled | $80,000.00 | $0.00 | See FINRA Report |