Our Staff has compiled our research into a database of FINRA Broker Disclosures for ST. Bernard Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lowell Vincent Kruger | 4183008 | 5 | 12/08/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Lowell Vincent Kruger | 4183008 | 5 | 12/05/2022 | Customer Dispute | Denied | $81,629.20 | $0.00 | See FINRA Report |
| Lowell Vincent Kruger | 4183008 | 5 | 12/29/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Lowell Vincent Kruger | 4183008 | 5 | 08/05/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas E Moore | 5086975 | 1 | 07/22/2021 | Customer Dispute | Settled | $29,000.00 | $0.00 | See FINRA Report |
| Sidney Eugene Banks | 711829 | 4 | 11/05/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Lowell Vincent Kruger | 4183008 | 5 | 04/23/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Wayne Tomfohrde | 2340862 | 3 | 02/20/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Ramon Delao | 2406749 | 6 | 04/04/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Patrick Thayne Williams | 2727398 | 9 | 11/26/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |