Our Staff has compiled our research into a database of FINRA Broker Disclosures for ST. Bernard Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Ramon Delao | 2406749 | 9 | 08/08/2024 | Customer Dispute | Settled | $8,613.87 | $0.00 | See FINRA Report |
| Michael Ramon Delao | 2406749 | 9 | 09/05/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Ramon Delao | 2406749 | 9 | 08/08/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Eric Alan Sands | 1802844 | 2 | 05/26/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Patrick Thayne Williams | 2727398 | 10 | 01/27/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kyle Adam Lacroix | 6538977 | 1 | 02/07/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Thomas E Moore | 5086975 | 1 | 07/22/2021 | Customer Dispute | Settled | $29,000.00 | $0.00 | See FINRA Report |
| Sidney Eugene Banks | 711829 | 4 | 11/05/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Wayne Tomfohrde | 2340862 | 3 | 02/20/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Ramon Delao | 2406749 | 9 | 04/04/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |