Our Staff has compiled our research into a database of FINRA Broker Disclosures for ST. Bernard Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Harry Paez | 2976821 | 3 | 03/01/2016 | Customer Dispute | Denied | $72,191.00 | $0.00 | See FINRA Report |
| Jeffrey Granoff | 6177354 | 1 | 06/16/2015 | Customer Dispute | Denied | $14,000.00 | $0.00 | See FINRA Report |
| John Danton Alstadt | 1086555 | 4 | 08/04/2014 | Customer Dispute | Denied | $13,419.50 | $0.00 | See FINRA Report |
| John Danton Alstadt | 1086555 | 4 | 06/02/2014 | Customer Dispute | Denied | $17,127.00 | $0.00 | See FINRA Report |
| Eric Alan Sands | 1802844 | 2 | 02/23/2009 | Customer Dispute | Denied | $6,877.82 | $0.00 | See FINRA Report |
| William McGonigle | 4307014 | 2 | 11/14/2007 | Customer Dispute | Denied | $22,000.00 | $0.00 | See FINRA Report |
| Robert Martin Nickoson | 1037540 | 4 | 04/21/2006 | Customer Dispute | Denied | $40,568.80 | $0.00 | See FINRA Report |
| Dawne Ann Ferland | 2893989 | 3 | 04/10/2006 | Customer Dispute | Denied | $250,000.00 | $0.00 | See FINRA Report |
| Harry Paez | 2976821 | 3 | 08/31/2001 | Customer Dispute | Denied | $24,000.00 | $0.00 | See FINRA Report |