Our Staff has compiled our research into a database of FINRA Broker Disclosures for ST. Bernard Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lowell Vincent Kruger | 4183008 | 5 | 04/23/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Huey Neely | 501565 | 5 | 09/19/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Frank Thomas Winters | 1733003 | 3 | 08/03/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Frank Thomas Winters | 1733003 | 3 | 08/03/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Edward Strater | 1774734 | 2 | 04/06/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Aaron Jeremiah Ochoa | 4222628 | 3 | 02/06/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Ramon Delao | 2406749 | 6 | 09/10/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Martin Nickoson | 1037540 | 4 | 05/14/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Wayne Tomfohrde | 2340862 | 3 | 03/08/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Ramon Delao | 2406749 | 6 | 07/20/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |