Our Staff has compiled our research into a database of FINRA Broker Disclosures for ST. Bernard Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Patrick Thayne Williams | 2727398 | 10 | 01/27/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Wayne Tomfohrde | 2340862 | 3 | 02/20/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Patrick Thayne Williams | 2727398 | 10 | 11/26/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Wayne Tomfohrde | 2340862 | 3 | 04/27/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Bartlett Roach | 1642579 | 8 | 11/03/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Bartlett Roach | 1642579 | 8 | 04/17/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Sidney Eugene Banks | 711829 | 4 | 04/15/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Patrick Thayne Williams | 2727398 | 10 | 12/28/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Sidney Eugene Banks | 711829 | 4 | 03/16/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Bartlett Roach | 1642579 | 8 | 10/12/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |