Our Staff has compiled our research into a database of FINRA Broker Disclosures for ST. Bernard Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Patrick Thayne Williams | 2727398 | 10 | 04/01/2014 | Customer Dispute | Closed-No Action | $60,000.00 | $0.00 | See FINRA Report |
| Phil Galen Ward | 4141511 | 1 | 11/10/2009 | Customer Dispute | Closed-No Action | $38,000.00 | $0.00 | See FINRA Report |
| Dawne Ann Ferland | 2893989 | 3 | 04/10/2006 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Robert Bartlett Roach | 1642579 | 8 | 06/18/2001 | Customer Dispute | Closed-No Action | $100,000.00 | $0.00 | See FINRA Report |