Our Staff has compiled our research into a database of FINRA Broker Disclosures for Nationwide Planning Associates Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michelle M Vazquez | 4140680 | 15 | 07/31/2020 | Customer Dispute | Withdrawn | $386,800.00 | $0.00 | See FINRA Report |
| Jorge Bravo | 1826688 | 27 | 11/01/2016 | Customer Dispute | Withdrawn | $241,000.00 | $0.00 | See FINRA Report |
| Fernando J Del Llano Sobrino | 4059996 | 4 | 10/25/2016 | Customer Dispute | Withdrawn | $300,000.00 | $0.00 | See FINRA Report |
| Teresa Mercedes Bravo | 1575928 | 28 | 09/14/2016 | Customer Dispute | Withdrawn | $241,000.00 | $0.00 | See FINRA Report |
| Fernando Jose Agudo Nido | 3038750 | 26 | 03/03/2016 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Gabriella Clapp Milley | 2356294 | 2 | 12/17/2015 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See FINRA Report |
| Miguel Andres Pascual | 717189 | 29 | 09/09/2015 | Customer Dispute | Withdrawn | $190,479.00 | $0.00 | See FINRA Report |
| Jorge Bravo | 1826688 | 27 | 07/15/2011 | Customer Dispute | Withdrawn | $150,000.00 | $0.00 | See FINRA Report |
| Teresa Mercedes Bravo | 1575928 | 28 | 07/15/2011 | Customer Dispute | Withdrawn | $150,000.00 | $0.00 | See FINRA Report |
| Matthew Miles Stroup | 873856 | 5 | 02/02/1998 | Customer Dispute | Withdrawn | $17,000.00 | $0.00 | See FINRA Report |