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FINRA Broker Disclosures for Nationwide Planning Associates Inc.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Nationwide Planning Associates Inc.. Search or filter the database to find more about a specific broker.

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Displaying 10 out of 10 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Jorge Bravo18266882711/01/2016Customer DisputeWithdrawn$241,000.00$0.00See FINRA Report
Fernando J. Del Llano Sobrino4059996410/25/2016Customer DisputeWithdrawn$300,000.00$0.00See FINRA Report
Teresa Mercedes Bravo15759282809/14/2016Customer DisputeWithdrawn$241,000.00$0.00See FINRA Report
Fernando Jose Agudo Nido30387502603/03/2016Customer DisputeWithdrawn$0.00$0.00See FINRA Report
Gabriella Clapp Milley2356294212/17/2015Customer DisputeWithdrawn$5,000.00$0.00See FINRA Report
Miguel Andres Pascual7171892909/09/2015Customer DisputeWithdrawn$190,479.00$0.00See FINRA Report
Jose Manuel Candelario Padilla48475603403/02/2015Customer DisputeWithdrawn$933,000.00$0.00See FINRA Report
Jorge Bravo18266882707/15/2011Customer DisputeWithdrawn$150,000.00$0.00See FINRA Report
Teresa Mercedes Bravo15759282807/15/2011Customer DisputeWithdrawn$150,000.00$0.00See FINRA Report
Matthew Miles Stroup873856502/02/1998Customer DisputeWithdrawn$17,000.00$0.00See FINRA Report

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