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FINRA Broker Disclosures for Nationwide Planning Associates Inc.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Nationwide Planning Associates Inc.. Search or filter the database to find more about a specific broker.

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Displaying 10 out of 473 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Daniel John Mazurek2646136706/01/2023Judgment / Lien$0.00$0.00See FINRA Report
Daniel John Mazurek2646136705/10/2023Judgment / Lien$0.00$0.00See FINRA Report
Anthony T Megaro1977837612/01/2022Employment Separation After Allegations$0.00$0.00See FINRA Report
Daniel John Mazurek2646136710/27/2022Judgment / Lien$0.00$0.00See FINRA Report
Gustavo Velazquez Melendez44779463406/06/2022Customer DisputeSettled$75,000.00$0.00See FINRA Report
Gustavo Velazquez Melendez44779463406/06/2022Customer DisputeSettled$165,000.00$0.00See FINRA Report
Juan Jesus Maldonado46864613303/10/2022Customer DisputeSettled$0.00$0.00See FINRA Report
Jose M Del Valle43215191101/10/2022Customer DisputeSettled$1,000,000.00$0.00See FINRA Report
Anthony T Megaro1977837612/22/2021Customer DisputeSettled$375,000.00$0.00See FINRA Report
Daniel John Mazurek2646136709/28/2021Judgment / Lien$0.00$0.00See FINRA Report

473 Results

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