Our Staff has compiled our research into a database of FINRA Broker Disclosures for Nationwide Planning Associates Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Daniel John Mazurek | 2646136 | 7 | 06/01/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Daniel John Mazurek | 2646136 | 7 | 05/10/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Anthony T Megaro | 1977837 | 6 | 12/01/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Daniel John Mazurek | 2646136 | 7 | 10/27/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Gustavo Velazquez Melendez | 4477946 | 34 | 06/06/2022 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
Gustavo Velazquez Melendez | 4477946 | 34 | 06/06/2022 | Customer Dispute | Settled | $165,000.00 | $0.00 | See FINRA Report |
Juan Jesus Maldonado | 4686461 | 33 | 03/10/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Jose M Del Valle | 4321519 | 11 | 01/10/2022 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
Anthony T Megaro | 1977837 | 6 | 12/22/2021 | Customer Dispute | Settled | $375,000.00 | $0.00 | See FINRA Report |
Daniel John Mazurek | 2646136 | 7 | 09/28/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |