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FINRA Broker Disclosures for Nationwide Planning Associates Inc.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Nationwide Planning Associates Inc.. Search or filter the database to find more about a specific broker.

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Displaying 10 out of 12 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Anthony T Megaro1977837610/21/2020RegulatoryFinal$0.00$0.00See FINRA Report
Emmanuel Santiago Perez4586877410/05/2020FinancialFinal$0.00$0.00See FINRA Report
Carmelo Arce Alvarez5526419111/26/2019RegulatoryFinal$0.00$0.00See FINRA Report
Anthony T Megaro1977837606/25/2019RegulatoryFinal$0.00$0.00See FINRA Report
Guillermo Santiago21209811403/30/2019FinancialFinal$0.00$0.00See FINRA Report
Fernando Jose Agudo Nido30387502607/24/2018FinancialFinal$0.00$0.00See FINRA Report
Jorge Bravo18266882706/21/2018RegulatoryFinal$0.00$0.00See FINRA Report
Michelle M Vazquez41406801507/18/2017FinancialFinal$0.00$0.00See FINRA Report
Eric William Lerner1914242408/08/2015RegulatoryFinal$0.00$0.00See FINRA Report
Eric William Lerner1914242405/31/2012RegulatoryFinal$0.00$0.00See FINRA Report

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