Our Staff has compiled our research into a database of FINRA Broker Disclosures for Nationwide Planning Associates Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ricardo Perez-Collazo | 5615557 | 7 | 07/01/2020 | Customer Dispute | Denied | $17,290.00 | $0.00 | See FINRA Report |
| Gustavo Velazquez Melendez | 4477946 | 34 | 09/13/2019 | Customer Dispute | Denied | $13,000.00 | $0.00 | See FINRA Report |
| Gustavo Velazquez Melendez | 4477946 | 34 | 04/02/2019 | Customer Dispute | Denied | $27,400.00 | $0.00 | See FINRA Report |
| Gustavo Velazquez Melendez | 4477946 | 34 | 04/06/2018 | Customer Dispute | Denied | $42,740.00 | $0.00 | See FINRA Report |
| Gustavo Velazquez Melendez | 4477946 | 34 | 01/05/2018 | Customer Dispute | Denied | $40,432.00 | $0.00 | See FINRA Report |
| Guillermo Santiago | 2120981 | 14 | 10/12/2016 | Customer Dispute | Denied | $15,000,000.00 | $0.00 | See FINRA Report |
| Miguel Andres Pascual | 717189 | 29 | 05/09/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Miguel Andres Pascual | 717189 | 29 | 12/23/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Wilfred Guzman | 2644576 | 5 | 09/24/2014 | Customer Dispute | Denied | $300,000.00 | $0.00 | See FINRA Report |
| Guillermo Santiago | 2120981 | 14 | 03/03/2014 | Customer Dispute | Denied | $500,000.00 | $0.00 | See FINRA Report |