Our Staff has compiled our research into a database of FINRA Broker Disclosures for Nationwide Planning Associates Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Anthony T Megaro | 1977837 | 6 | 12/22/2021 | Customer Dispute | Pending | $375,000.00 | $0.00 | See FINRA Report |
| Michelle M Vazquez | 4140680 | 15 | 07/31/2020 | Customer Dispute | Pending | $386,800.00 | $0.00 | See FINRA Report |
| Jose Arturo Ramos Rios | 4159163 | 5 | 12/09/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Emmanuel Santiago Perez | 4586877 | 4 | 10/03/2019 | Customer Dispute | Pending | $1,311,500.00 | $0.00 | See FINRA Report |
| Teresa Mercedes Bravo | 1575928 | 28 | 08/16/2019 | Customer Dispute | Pending | $500,000.00 | $0.00 | See FINRA Report |
| Jose M Del Valle | 4321519 | 11 | 06/18/2019 | Customer Dispute | Pending | $200,000.00 | $0.00 | See FINRA Report |
| Robert Joseph Lapetina | 2547888 | 66 | 05/28/2019 | Customer Dispute | Pending | $735,000.00 | $0.00 | See FINRA Report |
| Jose Manuel Candelario Padilla | 4847560 | 34 | 03/19/2019 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| Samuel Delgado-Aponte | 2994526 | 22 | 12/19/2018 | Customer Dispute | Pending | $200,000.00 | $0.00 | See FINRA Report |
| Guillermo Santiago | 2120981 | 14 | 09/04/2018 | Customer Dispute | Pending | $1,098,900.00 | $0.00 | See FINRA Report |