Our Staff has compiled our research into a database of FINRA Broker Disclosures for Nationwide Planning Associates Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jose Arturo Ramos Rios | 4159163 | 5 | 12/09/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Emmanuel Santiago Perez | 4586877 | 4 | 10/03/2019 | Customer Dispute | Pending | $1,311,500.00 | $0.00 | See FINRA Report |
| Roberto Feria Cestero | 3266245 | 10 | 04/29/2018 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Gustavo Velazquez Melendez | 4477946 | 34 | 01/31/2017 | Customer Dispute | Pending | $38,000.00 | $0.00 | See FINRA Report |