Our Staff has compiled our research into a database of FINRA Broker Disclosures for Nationwide Planning Associates Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Miguel Andres Pascual | 717189 | 29 | 07/29/2019 | Customer Dispute | Award / Judgment | $15,000,000.00 | $0.00 | See FINRA Report |
| Gustavo Velazquez Melendez | 4477946 | 34 | 09/14/2018 | Customer Dispute | Award / Judgment | $21,883.80 | $0.00 | See FINRA Report |
| Guillermo Santiago | 2120981 | 14 | 11/17/2015 | Customer Dispute | Award / Judgment | $2,250,000.00 | $700,000.00 | See FINRA Report |
| Jose Arturo Ramos Rios | 4159163 | 5 | 02/10/2014 | Customer Dispute | Award / Judgment | $65,000,000.00 | $6,876,100.00 | See FINRA Report |
| Matthew Miles Stroup | 873856 | 5 | 10/17/2007 | Customer Dispute | Award / Judgment | $832,000.00 | $88,787.50 | See FINRA Report |
| Richard Lee Rose | 2131273 | 2 | 07/03/2001 | Customer Dispute | Award / Judgment | $0.00 | $0.00 | See FINRA Report |
| Frank Andrew Ammirato | 828317 | 5 | 03/07/2000 | Customer Dispute | Award / Judgment | $0.00 | $20,241.00 | See FINRA Report |
| William George Roll | 1617305 | 1 | 04/28/1995 | Customer Dispute | Award / Judgment | $280,000.00 | $26,400.00 | See FINRA Report |