Our Staff has compiled our research into a database of FINRA Broker Disclosures for Nationwide Planning Associates Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Emmanuel Santiago Perez | 4586877 | 4 | 10/05/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jose Arturo Ramos Rios | 4159163 | 5 | 12/09/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Guillermo Santiago | 2120981 | 14 | 03/30/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Fernando Jose Agudo Nido | 3038750 | 26 | 07/24/2018 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Michelle M Vazquez | 4140680 | 15 | 07/18/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |