Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kalomira K Zangoulos | 4451124 | 8 | 06/28/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin C Fifield | 1627832 | 5 | 04/11/2024 | Regulatory | Pending | $0.00 | $0.00 | See FINRA Report |
| Robin K Runco | 2249156 | 5 | 01/05/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Keith Beech | 6169844 | 22 | 12/18/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Gardner | 2131726 | 3 | 08/08/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Lowell Childers | 2175772 | 2 | 09/18/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kalomira K Zangoulos | 4451124 | 8 | 12/23/2014 | Regulatory | Pending | $0.00 | $0.00 | See FINRA Report |
| Guy B Deemer | 2504584 | 6 | 11/18/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Guy B Deemer | 2504584 | 6 | 09/18/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin C Fifield | 1627832 | 5 | 06/20/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |