Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Scott Lawrence Olson | 711256 | 8 | 03/15/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Paulding Thomas | 2231234 | 10 | 12/11/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robin K Runco | 2249156 | 5 | 03/02/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Bruce Michael Devoogd | 4800573 | 3 | 08/22/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Bruce Michael Devoogd | 4800573 | 3 | 08/15/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Earl C McCrary | 1226565 | 1 | 03/03/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Bruce Michael Devoogd | 4800573 | 3 | 12/08/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Paulding Thomas | 2231234 | 10 | 10/26/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brian Lon Biederman | 1237596 | 2 | 02/04/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brian Joseph Mock | 4223858 | 5 | 08/22/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |