Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Keith Beech | 6169844 | 22 | 07/23/2024 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Stephen E Trask | 1837307 | 10 | 01/09/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robin K Runco | 2249156 | 5 | 05/08/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ryan Michael Filiaggi | 5060129 | 3 | 07/27/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Christopher Lowell Childers | 2175772 | 2 | 04/13/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Jerome Grant | 4468407 | 4 | 10/31/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Anthony Millard | 711705 | 1 | 09/02/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Anthony Reo | 2113425 | 4 | 03/11/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Guy B Deemer | 2504584 | 6 | 09/01/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kalomira K Zangoulos | 4451124 | 8 | 10/09/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |