Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Keith Beech | 6169844 | 22 | 07/23/2024 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kalomira K Zangoulos | 4451124 | 8 | 06/28/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Harrison Chi Chang | 4183646 | 1 | 04/29/2024 | Customer Dispute | Pending | $550,000.00 | $0.00 | See FINRA Report |
| Kevin C Fifield | 1627832 | 5 | 04/11/2024 | Regulatory | Pending | $0.00 | $0.00 | See FINRA Report |
| Scott Lawrence Olson | 711256 | 8 | 03/29/2024 | Customer Dispute | Pending | $500,000.00 | $0.00 | See FINRA Report |
| Scott Lawrence Olson | 711256 | 8 | 03/15/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Daniel Keith Beech | 6169844 | 22 | 02/05/2024 | Customer Dispute | Pending | $50,000.00 | $0.00 | See FINRA Report |
| Robin K Runco | 2249156 | 5 | 01/05/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Keith Beech | 6169844 | 22 | 12/18/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Paulding Thomas | 2231234 | 10 | 12/11/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |