Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kalomira K Zangoulos | 4451124 | 8 | 06/28/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robin K Runco | 2249156 | 5 | 01/05/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Keith Beech | 6169844 | 22 | 12/18/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Gardner | 2131726 | 3 | 08/08/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Lowell Childers | 2175772 | 2 | 09/18/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Ryan Sharpe | 2217080 | 5 | 06/19/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Larry Sanders | 6031142 | 2 | 08/23/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Michael Catanzaro | 1609777 | 1 | 06/04/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Zaven Andrew Yarumian | 1124759 | 4 | 12/10/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Zaven Andrew Yarumian | 1124759 | 4 | 11/12/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |