Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Barrows | 2933260 | 8 | 08/02/2022 | Customer Dispute | Award / Judgment | $0.00 | $1,035,360.00 | See FINRA Report |
| Eric John Ludovico | 2932082 | 1 | 08/02/2022 | Customer Dispute | Award / Judgment | $0.00 | $1,035,360.00 | See FINRA Report |
| Stephen E Trask | 1837307 | 10 | 04/22/2020 | Customer Dispute | Award / Judgment | $1,100,000.00 | $200,000.00 | See FINRA Report |
| Guy B Deemer | 2504584 | 6 | 03/22/1999 | Customer Dispute | Award / Judgment | $0.00 | $9,000.00 | See FINRA Report |
| Malik Pearson | 2549637 | 2 | 08/04/1997 | Customer Dispute | Award / Judgment | $289,000.00 | $1,055,000.00 | See FINRA Report |
| Donald Henriksen Gage | 815338 | 4 | 11/29/1993 | Customer Dispute | Award / Judgment | $128,804.00 | $6,000.00 | See FINRA Report |