Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Charles Edward Howell | 4757297 | 4 | 04/10/2019 | Customer Dispute | Closed-No Action | $10,000.00 | $0.00 | See FINRA Report |
| Charles Edward Howell | 4757297 | 4 | 10/24/2018 | Customer Dispute | Closed-No Action | $6,603.93 | $0.00 | See FINRA Report |
| Jeffrey Joseph Scrimenti | 1451945 | 2 | 03/26/2012 | Customer Dispute | Closed-No Action | $7,400.00 | $0.00 | See FINRA Report |
| Michael Paulding Thomas | 2231234 | 10 | 05/20/2003 | Customer Dispute | Closed-No Action | $19,000.00 | $0.00 | See FINRA Report |
| Daniel A Odigie | 2134208 | 3 | 09/24/2002 | Customer Dispute | Closed-No Action | $240,000.00 | $0.00 | See FINRA Report |