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FINRA Broker Disclosures for American Trust Investment Services, Inc.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for American Trust Investment Services, Inc.. Search or filter the database to find more about a specific broker.

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Displaying 10 out of 40 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Jason Bryce Vanclef5096529903/20/2023Customer DisputeSettled$500,000.00$0.00See FINRA Report
Rick Alan Davidson13159981503/18/2023Customer DisputeSettled$800,000.00$0.00See FINRA Report
Scot Barringer1385168810/04/2022Customer DisputeSettled$0.00$0.00See FINRA Report
Scot Barringer1385168809/05/2022Customer DisputeSettled$60,000.00$0.00See FINRA Report
Jason Bryce Vanclef5096529904/12/2022Customer DisputeSettled$100,000.00$0.00See FINRA Report
Scot Barringer1385168804/06/2022Customer DisputeSettled$60,000.00$0.00See FINRA Report
Alan Timothy Rodriguez15925801507/10/2021Customer DisputeSettled$25,000.00$0.00See FINRA Report
Rick Alan Davidson13159981504/20/2021Customer DisputeSettled$1,000,000.00$0.00See FINRA Report
Rick Alan Davidson13159981502/26/2021Customer DisputeSettled$200,000.00$0.00See FINRA Report
Rick Alan Davidson13159981509/25/2020Customer DisputeSettled$250,000.00$0.00See FINRA Report

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