Our Staff has compiled our research into a database of FINRA Broker Disclosures for American Trust Investment Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kristopher Charles Kessler | 4543640 | 2 | 07/31/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ron M Amir | 4565409 | 2 | 06/27/2024 | Customer Dispute | Denied | $70,000.00 | $0.00 | See FINRA Report |
| Scot Barringer | 1385168 | 8 | 04/09/2024 | Customer Dispute | Pending | $95,000.00 | $0.00 | See FINRA Report |
| Todd Allen Rustman | 2453708 | 1 | 03/09/2024 | Customer Dispute | Pending | $830,000.00 | $0.00 | See FINRA Report |
| Noel Warren Bragg | 1175231 | 1 | 05/16/2023 | Customer Dispute | Pending | $50,000.00 | $0.00 | See FINRA Report |
| Jason Bryce Vanclef | 5096529 | 9 | 03/20/2023 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Rick Alan Davidson | 1315998 | 15 | 03/18/2023 | Customer Dispute | Settled | $800,000.00 | $0.00 | See FINRA Report |
| Scot Barringer | 1385168 | 8 | 02/06/2023 | Customer Dispute | Pending | $70,000.00 | $0.00 | See FINRA Report |
| Brittany Danielle Slater-Gautreau | 4885737 | 1 | 10/05/2022 | Customer Dispute | Final | $50,000.00 | $0.00 | See FINRA Report |
| Scot Barringer | 1385168 | 8 | 10/04/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |