Our Staff has compiled our research into a database of FINRA Broker Disclosures for American Trust Investment Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Richard Geake | 3088891 | 22 | 01/17/2023 | Customer Dispute | Pending | $39,000.00 | $0.00 | See FINRA Report |
| David Richard Geake | 3088891 | 22 | 12/29/2022 | Customer Dispute | Pending | $76,000.00 | $0.00 | See FINRA Report |
| David Richard Geake | 3088891 | 22 | 11/28/2022 | Customer Dispute | Pending | $75,000.00 | $0.00 | See FINRA Report |
| David Richard Geake | 3088891 | 22 | 10/14/2022 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| David Richard Geake | 3088891 | 22 | 10/14/2022 | Customer Dispute | Pending | $50,000.00 | $0.00 | See FINRA Report |
| Linda Jill Wimsatt | 1401802 | 5 | 10/12/2022 | Customer Dispute | Pending | $25,000.00 | $0.00 | See FINRA Report |
| Brittany Danielle Slater-Gautreau | 4885737 | 1 | 10/05/2022 | Customer Dispute | Pending | $50,000.00 | $0.00 | See FINRA Report |
| Scot Barringer | 1385168 | 6 | 10/04/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Linda Jill Wimsatt | 1401802 | 5 | 10/04/2022 | Customer Dispute | Pending | $100,001.00 | $0.00 | See FINRA Report |
| Linda Jill Wimsatt | 1401802 | 5 | 10/04/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |