Our Staff has compiled our research into a database of FINRA Broker Disclosures for American Trust Investment Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ron M Amir | 4565409 | 2 | 02/04/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Richard Donlon Oreilly | 845839 | 8 | 06/17/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Rick Alan Davidson | 1315998 | 15 | 05/17/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Diprimio | 5703368 | 1 | 03/18/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James Francis Dever | 1840373 | 4 | 11/08/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Steven Foreman Kahn | 1001362 | 2 | 10/22/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Christopher Richard Wurtzinger | 1921024 | 5 | 02/18/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Christopher Richard Wurtzinger | 1921024 | 5 | 06/19/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Leonidas Kopulos | 712338 | 6 | 06/22/2001 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Timothy George Hassell | 2188768 | 1 | 04/30/1997 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |