Our Staff has compiled our research into a database of FINRA Broker Disclosures for American Trust Investment Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Richard Geake | 3088891 | 22 | 09/14/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Rick Alan Davidson | 1315998 | 13 | 05/17/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Diprimio | 5703368 | 1 | 03/18/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Steven Foreman Kahn | 1001362 | 2 | 10/22/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Christopher Richard Wurtzinger | 1921024 | 5 | 02/18/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Christopher Richard Wurtzinger | 1921024 | 5 | 06/19/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Leonidas Kopulos | 712338 | 6 | 06/22/2001 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Timothy George Hassell | 2188768 | 1 | 04/30/1997 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Wendell Cory Franklin | 2484466 | 1 | 10/04/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gary Lee Leavitt | 712745 | 7 | 02/10/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |