Our Staff has compiled our research into a database of FINRA Broker Disclosures for American Trust Investment Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Ron M Amir | 4565409 | 2 | 06/27/2024 | Customer Dispute | Denied | $70,000.00 | $0.00 | See FINRA Report |
Terry L Thomason | 4831285 | 1 | 12/06/2011 | Customer Dispute | Denied | $59,954.20 | $0.00 | See FINRA Report |
Rick Alan Davidson | 1315998 | 15 | 09/28/2011 | Customer Dispute | Denied | $565,678.00 | $0.00 | See FINRA Report |
Gerard Alexander Phillips | 814128 | 2 | 11/02/2004 | Customer Dispute | Denied | $200,000.00 | $0.00 | See FINRA Report |