Our Staff has compiled our research into a database of FINRA Broker Disclosures for American Trust Investment Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kristopher Charles Kessler | 4543640 | 2 | 07/31/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Brittany Danielle Slater-Gautreau | 4885737 | 1 | 10/05/2022 | Customer Dispute | Final | $50,000.00 | $0.00 | See FINRA Report |
| Christopher Richard Wurtzinger | 1921024 | 5 | 06/18/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Dion Rottman | 2214219 | 1 | 07/31/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Donlon Oreilly | 845839 | 8 | 03/02/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Francis Dever | 1840373 | 4 | 02/12/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Benjamin Brandon Defoor | 6314458 | 3 | 10/14/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Benjamin Brandon Defoor | 6314458 | 3 | 10/14/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Henry Virva | 859738 | 6 | 03/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jason Bryce Vanclef | 5096529 | 9 | 02/09/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |