Our Staff has compiled our research into a database of FINRA Broker Disclosures for American Trust Investment Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Rick Alan Davidson | 1315998 | 15 | 03/24/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Shawn Michael Tyler | 5042677 | 2 | 10/16/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Henry Virva | 859738 | 6 | 10/03/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Henry Virva | 859738 | 6 | 10/03/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Scot Barringer | 1385168 | 8 | 10/21/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Henry Virva | 859738 | 6 | 04/15/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Daryl Edward Hable | 3121261 | 5 | 04/04/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Daryl Edward Hable | 3121261 | 5 | 04/04/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Henry Virva | 859738 | 6 | 03/18/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Henry Virva | 859738 | 6 | 12/06/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |