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FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

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Displaying 5 out of 5 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Melissa Laura Cournyer6244893106/06/2023Customer DisputeWithdrawn$87,000.00$0.00See FINRA Report
Christopher Carl Cavallaro21250091007/27/2022Customer DisputeWithdrawn$0.00$0.00See FINRA Report
Gulsanga Jalawan4122740104/29/2022Customer DisputeWithdrawn$0.00$0.00See FINRA Report
John Orion Florence2336277104/29/2022Customer DisputeWithdrawn$0.00$0.00See FINRA Report
Fernando Diego Perez2264570209/18/2006Customer DisputeWithdrawn$11,000.00$0.00See FINRA Report

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