Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Douglas Fairchild Bradley | 2850255 | 3 | 03/19/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gregory John Thompson | 4209634 | 1 | 02/23/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Laura Lee Fleming | 2199436 | 1 | 02/08/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Paul Dionne | 1226262 | 1 | 06/09/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Larry Richard Hancock | 1514911 | 3 | 12/20/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert John Conaty | 1441115 | 2 | 05/02/2005 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Leal Stephen Deddens | 4700038 | 1 | 01/01/2001 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Stewart Jay Weissman | 1200479 | 1 | 08/30/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |