Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Timothy Paul Lata | 2295579 | 1 | 12/13/2016 | Customer Dispute | Closed-No Action | $10,000.00 | $0.00 | See FINRA Report |
| Bernard Gerard Sandford | 4341197 | 1 | 01/11/2016 | Customer Dispute | Closed-No Action | $155,000.00 | $0.00 | See FINRA Report |
| Howard Paul Gerrin | 708440 | 4 | 08/23/2004 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Robert Michael Grenus | 2195781 | 6 | 01/24/2003 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Robert Michael Grenus | 2195781 | 6 | 01/10/2002 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |