Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeremy Sherman White | 4657615 | 1 | 10/26/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John W Exner | 4706319 | 1 | 07/20/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Michael Whalen | 3212712 | 1 | 05/18/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jackleen Sawiris | 7703003 | 1 | 03/19/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Douglas Fairchild Bradley | 2850255 | 3 | 03/12/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William John George | 2497820 | 3 | 09/11/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Elizabeth Coburn Derway | 1873991 | 2 | 09/17/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Jonathan Bettis | 1651387 | 3 | 07/23/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Elizabeth Coburn Derway | 1873991 | 2 | 06/13/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Seaford Derway | 844425 | 2 | 06/07/1988 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |