Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Carl Cavallaro | 2125009 | 10 | 07/18/2023 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Christopher Carl Cavallaro | 2125009 | 10 | 05/10/2023 | Customer Dispute | Settled | $167,000.00 | $0.00 | See FINRA Report |
| Christopher Carl Cavallaro | 2125009 | 10 | 01/03/2023 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| William Cole Smith | 5327357 | 1 | 01/03/2023 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Christopher Francis Michalman | 2750759 | 2 | 07/27/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kevin Michael McGrady | 2186164 | 1 | 07/08/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Michael Grenus | 2195781 | 6 | 05/19/2022 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| John Kennedy Ulwick | 1758865 | 2 | 04/29/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Christopher Carl Cavallaro | 2125009 | 10 | 04/05/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Frank Stuart | 4417262 | 3 | 03/28/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |