Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Andrew Fletcher | 4609694 | 1 | 10/12/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Michael Grenus | 2195781 | 6 | 04/29/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Stephen Howard Faberman | 2572737 | 2 | 03/16/2021 | Customer Dispute | Denied | $489,296.00 | $0.00 | See FINRA Report |
| Frank Stuart | 4417262 | 3 | 09/26/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Kennedy Ulwick | 1758865 | 2 | 05/21/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Howard Paul Gerrin | 708440 | 4 | 11/26/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Bradford James Underdahl | 867889 | 3 | 02/04/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Bradford James Underdahl | 867889 | 3 | 06/27/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeremy Commeret | 4696012 | 1 | 09/16/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Douglas Fairchild Bradley | 2850255 | 3 | 08/31/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |