Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Paul Aldrich | 6439918 | 1 | 03/17/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Nelson Nascimento Santos | 5218667 | 1 | 04/03/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Dustin James Briquelet | 2340309 | 4 | 05/14/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mark Kruspodin | 4052837 | 1 | 11/19/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Todd Nelson Troutner | 2418513 | 1 | 09/16/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Richard V Digennaro | 6146182 | 1 | 06/21/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Thomas Robert Worrall III | 4108084 | 2 | 02/06/1970 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Thomas Robert Worrall III | 4108084 | 2 | 12/07/1969 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |