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FINRA Broker Disclosures for First Southern, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for First Southern, LLC. Search or filter the database to find more about a specific broker.

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Displaying 6 out of 6 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Jorge Alberto Maldonado3239238607/22/2020Customer DisputeWithdrawn$66,972.00$0.00See FINRA Report
Wilson Dennis Colberg-Trigo12261268608/12/2019Customer DisputeWithdrawn$375,000.00$0.00See FINRA Report
Louis Armand Rodriguez Nader8263583509/05/2018Customer DisputeWithdrawn$245,000.00$0.00See FINRA Report
Louis Armand Rodriguez Nader8263583505/10/2018Customer DisputeWithdrawn$22,055.30$0.00See FINRA Report
Manuel Alfonso Gonzalez Hinds23756892411/20/2017Customer DisputeWithdrawn$335,000.00$0.00See FINRA Report
Guillermo Javier MacHuca31219052209/10/2015Customer DisputeWithdrawn$146,160.00$0.00See FINRA Report

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