Our Staff has compiled our research into a database of FINRA Broker Disclosures for First Southern, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Guillermo Javier MacHuca | 3121905 | 22 | 08/20/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jonathan Smith Pataki | 4118483 | 1 | 01/05/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |