Our Staff has compiled our research into a database of FINRA Broker Disclosures for First Southern, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Hector A Martinez | 2533545 | 18 | 08/26/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Wilson Dennis Colberg-Trigo | 1226126 | 86 | 06/15/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Vasileios Alexios Sfyris | 4026992 | 1 | 06/13/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| German Ramirezdearellano | 1244421 | 8 | 05/04/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jaime R Santiago Echandi | 2464033 | 24 | 03/10/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Manuel Alfonso Gonzalez Hinds | 2375689 | 24 | 03/10/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Louis Armand Rodriguez Nader | 826358 | 35 | 04/28/2021 | Customer Dispute | Settled | $440,000.00 | $0.00 | See FINRA Report |
| Luis Enrique Sanchez | 4267215 | 52 | 04/12/2021 | Customer Dispute | Settled | $310,000.00 | $0.00 | See FINRA Report |
| Rafael David Rodriguez | 2297979 | 13 | 03/24/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Hector A Martinez | 2533545 | 18 | 08/28/2020 | Customer Dispute | Settled | $147,000.00 | $0.00 | See FINRA Report |