Our Staff has compiled our research into a database of FINRA Broker Disclosures for First Southern, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Kenny | 5353595 | 1 | 07/09/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Luis Enrique Sanchez | 4267215 | 54 | 06/10/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Luis Enrique Sanchez | 4267215 | 54 | 10/28/2023 | Customer Dispute | Pending | $1,500,000.00 | $0.00 | See FINRA Report |
| Guillermo Javier MacHuca | 3121905 | 22 | 10/05/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Guillermo Javier MacHuca | 3121905 | 22 | 02/23/2023 | Customer Dispute | Denied | $27,804.50 | $0.00 | See FINRA Report |
| German Ramirezdearellano | 1244421 | 9 | 02/22/2023 | Customer Dispute | Pending | $1,000,000.00 | $0.00 | See FINRA Report |
| Hector A Martinez | 2533545 | 18 | 08/26/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Wilson Dennis Colberg-Trigo | 1226126 | 86 | 06/15/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| German Ramirezdearellano | 1244421 | 9 | 05/04/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Manuel Alfonso Gonzalez Hinds | 2375689 | 24 | 03/10/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |