Our Staff has compiled our research into a database of FINRA Broker Disclosures for First Southern, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jaime R Santiago Echandi | 2464033 | 24 | 07/17/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Luis Enrique Sanchez | 4267215 | 52 | 02/14/2018 | Customer Dispute | Denied | $140,000.00 | $0.00 | See FINRA Report |
| Pedro A Colon Ferreira | 1077259 | 47 | 12/31/2015 | Customer Dispute | Denied | $2,825,000.00 | $0.00 | See FINRA Report |
| Wilson Dennis Colberg-Trigo | 1226126 | 86 | 07/29/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Wilson Dennis Colberg-Trigo | 1226126 | 86 | 06/13/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Wilson Dennis Colberg-Trigo | 1226126 | 86 | 04/25/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Wilson Dennis Colberg-Trigo | 1226126 | 86 | 09/20/2010 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Luis Enrique Sanchez | 4267215 | 52 | 06/25/2010 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Luis Enrique Sanchez | 4267215 | 52 | 09/25/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Hector A Martinez | 2533545 | 18 | 09/26/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |