Our Staff has compiled our research into a database of FINRA Broker Disclosures for First Southern, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Raul Juan Escudero Villeta | 1357156 | 36 | 08/15/2019 | Customer Dispute | Closed-No Action | $300,000.00 | $0.00 | See FINRA Report |
| Raul Juan Escudero Villeta | 1357156 | 36 | 04/19/2018 | Customer Dispute | Closed-No Action | $72,437.00 | $0.00 | See FINRA Report |
| Luis Enrique Sanchez | 4267215 | 52 | 07/17/2016 | Customer Dispute | Closed-No Action | $28,000.00 | $0.00 | See FINRA Report |
| Jaime R Santiago Echandi | 2464033 | 24 | 06/16/2016 | Customer Dispute | Closed-No Action | $1,150,000.00 | $0.00 | See FINRA Report |
| Manuel Alfonso Gonzalez Hinds | 2375689 | 24 | 06/16/2016 | Customer Dispute | Closed-No Action | $1,150,000.00 | $0.00 | See FINRA Report |
| Luis Enrique Sanchez | 4267215 | 52 | 03/11/2016 | Customer Dispute | Closed-No Action | $54,920.00 | $0.00 | See FINRA Report |
| Pedro A Colon Ferreira | 1077259 | 47 | 12/24/2014 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Wilson Dennis Colberg-Trigo | 1226126 | 86 | 11/10/2014 | Customer Dispute | Closed-No Action | $289,162.00 | $0.00 | See FINRA Report |
| Guillermo Javier MacHuca | 3121905 | 20 | 10/22/2014 | Customer Dispute | Closed-No Action | $67,000.00 | $0.00 | See FINRA Report |
| Luis Enrique Sanchez | 4267215 | 52 | 06/01/2010 | Customer Dispute | Closed-No Action | $175,000.00 | $0.00 | See FINRA Report |