Our Staff has compiled our research into a database of FINRA Broker Disclosures for First Southern, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Manuel Alfonso Gonzalez Hinds | 2375689 | 24 | 10/06/2010 | Customer Dispute | Award / Judgment | $3,456,720.00 | $70,000.00 | See FINRA Report |
| Richard Thomas Tanaka | 502836 | 2 | 11/21/2000 | Customer Dispute | Award / Judgment | $697,779.00 | $190,000.00 | See FINRA Report |