Our Staff has compiled our research into a database of FINRA Broker Disclosures for First Southern, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Rafael David Rodriguez | 2297979 | 13 | 03/24/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Guillermo Javier MacHuca | 3121905 | 20 | 11/07/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Wilson Dennis Colberg-Trigo | 1226126 | 86 | 08/15/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kevin Gerard Haase | 1122068 | 1 | 06/27/1991 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Wilson Dennis Colberg-Trigo | 1226126 | 86 | 05/19/1987 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |