Our Staff has compiled our research into a database of FINRA Broker Disclosures for Arkadios Capital. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffery Larry Akers | 4276796 | 2 | 09/08/2023 | Customer Dispute | Settled | $25,542.90 | $0.00 | See FINRA Report |
| Dan Edward Wagner | 2867278 | 4 | 08/17/2023 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Suzanne Wheeler | 1107381 | 1 | 08/29/2022 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Richard W Jackman | 2501641 | 1 | 08/25/2022 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Blake Edward Fellows | 4374810 | 3 | 03/30/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mark Alan Thompson | 4632270 | 2 | 03/02/2022 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Ross Ballard Wyatt | 5998899 | 1 | 03/01/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Norris | 5663840 | 1 | 03/01/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Amirault Farley | 6549498 | 1 | 12/26/2021 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Shelby Dean Moore | 4776583 | 1 | 11/18/2021 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |