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FINRA Broker Disclosures for Arkadios Capital

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Arkadios Capital. Search or filter the database to find more about a specific broker.

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Displaying 8 out of 8 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Jeffrey Charles Paladini4341198210/21/2022Customer DisputePending$75,000.00$0.00See FINRA Report
Suzanne Wheeler1107381108/29/2022Customer DisputePending$500,000.00$0.00See FINRA Report
Martin Hunter McFarlin2838151304/21/2022Customer DisputePending$999,999.00$0.00See FINRA Report
Mark Alan Thompson4632270303/02/2022Customer DisputePending$1,000,000.00$0.00See FINRA Report
Patrick Arthur Strubbe2845724305/18/2021Customer DisputePending$0.00$0.00See FINRA Report
Mark Alan Thompson4632270305/09/2020Customer DisputePending$50,000.00$0.00See FINRA Report
Scott Alan McQuilken2618322604/18/2002Customer DisputePending$11,000.00$0.00See FINRA Report
Lenajo Marie Hartley2905105103/09/2001Customer DisputePending$39,000.00$0.00See FINRA Report

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