Our Staff has compiled our research into a database of FINRA Broker Disclosures for Arkadios Capital. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Jeffrey Charles Paladini | 4341198 | 2 | 10/21/2022 | Customer Dispute | Pending | $75,000.00 | $0.00 | See FINRA Report |
Suzanne Wheeler | 1107381 | 1 | 08/29/2022 | Customer Dispute | Pending | $500,000.00 | $0.00 | See FINRA Report |
Martin Hunter McFarlin | 2838151 | 3 | 04/21/2022 | Customer Dispute | Pending | $999,999.00 | $0.00 | See FINRA Report |
Mark Alan Thompson | 4632270 | 3 | 03/02/2022 | Customer Dispute | Pending | $1,000,000.00 | $0.00 | See FINRA Report |
Patrick Arthur Strubbe | 2845724 | 3 | 05/18/2021 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
Mark Alan Thompson | 4632270 | 3 | 05/09/2020 | Customer Dispute | Pending | $50,000.00 | $0.00 | See FINRA Report |
Scott Alan McQuilken | 2618322 | 6 | 04/18/2002 | Customer Dispute | Pending | $11,000.00 | $0.00 | See FINRA Report |
Lenajo Marie Hartley | 2905105 | 1 | 03/09/2001 | Customer Dispute | Pending | $39,000.00 | $0.00 | See FINRA Report |