Our Staff has compiled our research into a database of FINRA Broker Disclosures for Arkadios Capital. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Scott Peter Mullady | 2190133 | 3 | 07/16/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Peter Mullady | 2190133 | 3 | 06/17/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Tyler James Holloway | 6911707 | 1 | 09/01/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kimberly Torres Lentz | 6367981 | 4 | 06/30/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Amy Jo Coulter | 7403852 | 2 | 06/05/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kimberly Torres Lentz | 6367981 | 4 | 05/19/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kimberly Torres Lentz | 6367981 | 4 | 03/03/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kimberly Torres Lentz | 6367981 | 4 | 02/23/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ricky Randon Moore | 2574634 | 5 | 12/31/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Trent Eugene Meewes | 2459750 | 2 | 07/22/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |