Our Staff has compiled our research into a database of FINRA Broker Disclosures for Arkadios Capital. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Amy Jo Coulter | 7403852 | 2 | 06/05/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Javier F Reyes Colon | 3014365 | 1 | 08/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ricky Randon Moore | 2574634 | 6 | 12/31/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Trent Eugene Meewes | 2459750 | 2 | 07/22/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Amy Jo Coulter | 7403852 | 2 | 11/11/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ricky Randon Moore | 2574634 | 6 | 08/09/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Michael Baer | 1663820 | 1 | 05/01/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Glen David Haddock | 1141515 | 1 | 01/05/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |